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Testing the Waters for All? Proposed New Rule Would Expand Accommodation to All Issuers

Since the Jumpstart Our Business Startups (JOBS) Act was enacted in 2012, emerging growth companies (EGCs) have benefited from the opportunity to test the waters with investors and gauge interest in a potential offering.

OCIE’s 2019 Examination Priorities and 2018 Enforcement Actions: Practice Points for Advisers to Consider

The US Securities and Exchange Commission’s (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) released its 2019 examination priorities on December 20, 2018.

Security Plan Developed for Dams in the State of Rio de Janeiro

The safety of dams, especially those used to dispose of solid waste generated by mining, is becoming increasingly important in light of recent episodes that indicate the need for reviewing the regulatory framework and improving inspection procedures, duties of the public bodies that have the legal competence to implement changes in this area.

Podcast: Episode 51 - The View from Mayer Brown

Richard looks at the government’s response to its consultation on proposed new powers for the Pensions Regulator.

Protecting DB pension schemes – new Pensions Regulator powers confirmed

The government has confirmed that the Pensions Regulator will be given new powers to better protect members of DB pension schemes, including introduction of a new offence of wilful or reckless behaviour in relation to a pension scheme which will be punishable by up to seven years’ imprisonment.

Podcast: Episode 147 - The View from Mayer Brown

Nick looks at two recent cases which have a common theme of preventing the publication of information against the wishes of a party to the litigation. The third case looks at the interplay of statutory minimum notice and continuity of service.

Liberalisation of the Myanmar Insurance Sector – An Interesting Opportunity for Foreign Insurance Companies

On 2 January 2019, the Myanmar Ministry of Planning and Finance (MoPF) issued Announcement No.1/2019 (the "Announcement"), paving the way for foreign insurers to enter into the country's largely untapped insurance market as part of an ongoing process to liberalise the sector. At present, foreign insurers are restricted to establishing a representative office in Myanmar and have been largely barred from conducting any insurance businesses within the country, with limited exceptions in a special economic zone.

England & Wales Court of Appeal clarifies boundaries of litigation privilege

The Court of Appeal has clarified the ambit of litigation privilege in a judgment (WH Holding and anr v E20 Stadium LLP [2018] EWCA Civ 2652) concerning the treatment of internal communications regarding a commercial settlement of the dispute.

England & Wales Court of Appeal clarifies boundaries of litigation privilege

The Court of Appeal has clarified the ambit of litigation privilege in a judgment (WH Holding and anr v E20 Stadium LLP [2018] EWCA Civ 2652) concerning the treatment of internal communications regarding a commercial settlement of the dispute.

England & Wales Court of Appeal clarifies boundaries of litigation privilege

The Court of Appeal has clarified the ambit of litigation privilege in a judgment (WH Holding and anr v E20 Stadium LLP [2018] EWCA Civ 2652) concerning the treatment of internal communications regarding a commercial settlement of the dispute.

New York Subjects State Licensees to Whistleblower Protections

Add the New York Department of Financial Services (“DFS”) to the veritable orchestra of governmental entities and regulatory authorities that have issued requirements on “whistleblowing.”