Norton Rose Fulbright
AMF publishes draft Third-Party Risk Management Guideline for Consultation
The Autorité des marchés financiers (AMF, Quebec’s securities authority) recently published a draft Third-Party Risk Management Guideline for consultation (AMF Guideline).
Kategorien: Nachrichten der Wirtschaftskanzleien
CP165: DFSA clarifies its approach to Licensed Functions and Authorised Individuals
The Dubai Financial Services Authority (DFSA) recently published a Feedback Statement (Feedback Statement) on Consultation Paper No. 165 (CP165), which had proposed significant changes to its Authorised Individual regime.
Kategorien: Nachrichten der Wirtschaftskanzleien
Extension of US insider reporting to directors and officers of foreign private issuers with US-registered equity
Canadian (and other) foreign private issuers (FPIs), including Multijurisdictional Disclosure System issuers, with equity securities registered in the United States will be subject to new insider reporting obligations with the US Securities and Exchange Commission (SEC) in the United States.
Kategorien: Nachrichten der Wirtschaftskanzleien
